Jennifer Ludwig is a registered investment advisor at RBC Capital Markets, LLC, based in Albany, NY, with 14 years of industry experience. Jennifer operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
455 Patroon Creek Blvd., Suite 200, Albany, NY, 12206-5011
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Jennifer is a member of Griffin & Chase LLC, which owns residential apartments, dedicating minimal time to oversight and spending decisions. She also serves as Treasurer for the Carlilian Foundation, primarily writing checks and helping decide on grant recipients, spending minimal time on this activity.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Previous Registrations
UBS Warburg LLCBroker
Deutsche Bank Securities INC.Broker
Fidelity Investments Institutional Services Company, INC.Broker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.