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Denes Chapo

Fifth Third Securities, INC.
29 Years of Experience
Mayfield Heights, OH
5 DisclosuresBroker
View SEC Summary
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Denes Chapo is a registered investment advisor at Fifth Third Securities, INC., based in Mayfield Heights, OH, with 29 years of industry experience. Denes is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 47,014 clients with $11B in assets under management.

Fifth Third Securities, INC.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1009 advisors
Number of Clients
47,014 clients
Average Client Portfolio
$232K average
Assets Under Management
$10.9B

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.50%
$250K - $500K1.35%
$500K - $750K1.25%
$750K - $1.0M1.10%
$1.0M - $2.0M1.00%
$2M+0.80%

Fees are negotiable. Maximum fee is 1.50%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1209 Som Center Rd., Mayfield Heights, OH, 44124

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2017
Denied
Customer Dispute
December 2016
Denied
Customer Dispute
September 2016
Denied
Customer Dispute
April 2001
Settled
Customer Dispute
April 2001
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Fifth Third Securities, INC.
July 2017 - Present · 9 yrs 3 mos
Fifth Third Securities, INC.Broker
July 2017 - Present · 9 yrs 3 mos
Previous Registrations
U.S. Bancorp Investments, INC.Broker
August 2007 - July 2017 · 9 yrs 11 mos
U.S. Bancorp Investments, INC.
August 2007 - July 2017 · 9 yrs 11 mos
The Huntington Investment CompanyBroker
June 2005 - August 2007 · 2 yrs 2 mos
The Huntington Investment Company
June 2005 - August 2007 · 2 yrs 2 mos
Quick & Reilly, INC.
October 2003 - September 2004 · 11 mos
Quick & Reilly, INC.Broker
October 2003 - September 2004 · 11 mos
Natcity Investments, INC.
March 2001 - September 2003 · 2 yrs 6 mos
Natcity Investments, INC.Broker
December 2000 - September 2003 · 2 yrs 9 mos
Natcity Insurance Services, INC.Broker
December 2000 - December 2001 · 1 yr
Prudential Securities IncorporatedBroker
January 1997 - January 2001 · 4 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1996 - December 1996 · 8 mos
State Registrations17 states
AZCACTDEFLGAILKYMIMONCNYOHPATXVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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