Christopher Lee
Christopher Lee is a CFP-designated registered investment advisor at New England Capital Financial Advisors LLC, based in Cheshire, CT, with 30 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 1,219 clients with $770M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $2.5M | 1.00% |
| $2.5M+ | 0.75% |
Fees are invoiced quarterly in arrears. Fees may be negotiable or discounted based on various factors such as account size, complexity, and relationship size.
Fee Estimator
Location
1781 Highland Ave Ste 102, Cheshire, CT, 06410-1254
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Christopher is a board member of Jump Start - Coalition for Personal Financial Literacy, dedicating minimal time. He is also the president of the FPA Connecticut Chapter and a committee member for Maloney High School Reunion, both non-investment related activities.
Employment History
Current Registrations
New England Capital Financial Advisors LLC
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Harvest Capital LLCBroker
Pan-American Financial AdvisersBroker
American Capital CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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