James Duty is a CFP-designated registered investment advisor at Roseline Capitol Advisors, LLC, based in Richmond, VA, with 29 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 26 clients with $53M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Subject to a minimum annual fee of $10,000. The amount of the fees may be negotiated on a case-by-case basis with the client.
Fee Estimator
Location
140 Virginia St., Suite 300, Richmond, VA, 23219
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Roseline Capitol Advisors, LLC
Previous Registrations
Kpmg Investment Advisors
State Registrations1 state
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