Brian Farley is a CFP-designated registered investment advisor, based in Eagan, MN, with 30 years of industry experience.
Location
880 Blue Gentian Road, Suite 180, Eagan, MN, 55121
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Brian is the owner and CEO of Farley Financial Partners, Inc. This activity takes nearly all of his time.
Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 8 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
First Allied Advisory Services, INC.
May 2012 - November 2020 · 8 yrs 6 mos
First Allied Securities, INC.
March 2007 - July 2012 · 5 yrs 4 mos
First Allied Securities, INC.Broker
February 2007 - September 2022 · 15 yrs 7 mos
United Securities Alliance, INC.
July 2005 - February 2007 · 1 yr 7 mos
United Securities Alliance, INC.Broker
August 2004 - February 2007 · 2 yrs 6 mos
Sii Investments, INC.Broker
July 1999 - August 2004 · 5 yrs 1 mo
New England SecuritiesBroker
February 1996 - July 1999 · 3 yrs 5 mos
State Registrations12 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.