Denise Deleo
Denise Deleo is a registered investment advisor at LPL Financial LLC, based in Manitou Springs, CO, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Manitou Springs, CO
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Regulatory History (1)
Customer Dispute
June 2023Other Business Activities
Denise is associated with RMW Financial Group, LLC/V. J. Hein & Co., Ltd as a DBA for LPL business, dedicating full-time hours. She also has a business entity, Denise A. DeLeo Inc, for tax/investment purposes, taking minimal time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Waddell & Reed
Waddell & ReedBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.