DR
DR

David Rice

30 Years of Experience
Greenville, SC
Broker

David Rice is a registered investment advisor at Morgan Stanley, based in Greenville, SC, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

201 East McBee Avenue 1st Floor, Greenville, SC, 29601

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

David is a musician playing violin, saxophone, and piano since 2015. He also owns six rental properties.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
February 2006 - June 2009 · 3 yrs 4 mos
Citigroup Global Markets INC.
February 2006 - June 2009 · 3 yrs 4 mos
Legg Mason Wood Walker INC
March 2002 - February 2006 · 3 yrs 11 mos
Legg Mason Wood Walker, IncorporatedBroker
February 2002 - February 2006 · 4 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1996 - February 2002 · 5 yrs 7 mos
Southern Financial Group, INC.Broker
February 1996 - June 1996 · 4 mos
State Registrations34 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.