Sue Tompkins is a registered investment advisor at Wells Fargo Advisors, based in Vero Beach, FL, with 19 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
3055 Cardinal Drive, Suite 305, Vero Beach, FL, 32963
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Sue has several outside business activities, including ownership in 1935 32nd Avenue LLC, Three Bulls LLC, Bulls and Birdies, Inc., Bulls and Birdies Inc. 401k, and rental property in Mashpee, MA. Sue also holds a CPA license.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Advisors Financial Network, LLCBroker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Barnett Investments, INC.Broker
State Registrations16 states
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