Thomas Briggs
Thomas Briggs is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Toledo, OH, with 30 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
6012 Renaissance Place, Suite A, Toledo, OH, 43623
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas is a partner in a real estate rental company, owner of rental properties, and leases land to a corporation. He also owns support companies, is a branch manager/financial advisor, and is involved in agriculture/farming, dedicating minimal time to each of these activities; Thomas also works as an insurance agent selling non-variable insurance products, dedicating a few hours per week.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Morgan Stanley Smith BarneyBroker
Morgan Stanley Smith Barney LLC
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations37 states
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