BB
CFP
BB
CFP

Brian Baker

30 Years of Experience
Hinton, OK
BrokerSells Insurance

Brian Baker is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Hinton, OK, with 30 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

115 North Broadway, Suite 30, Hinton, OK, 73047

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Brian is an author and intends to distribute his book to clients and prospects, and sell it on Amazon. He also owns Baker Bunch 4 LLC, created for a group health insurance plan. Brian works as a financial advisor to his clients through Redrock Wealth Advisors, taking about half of his time.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
June 2021 - Present · 4 yrs 11 mos
Raymond James Financial Services, INC.Broker
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
February 2013 - June 2021 · 8 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
February 2013 - June 2021 · 8 yrs 4 mos
Edward Jones
September 2006 - February 2013 · 6 yrs 5 mos
Edward JonesBroker
March 1996 - February 2013 · 16 yrs 11 mos
State Registrations12 states
AZCOFLGAKSKYMSOHOKTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Brian Baker - Financial Advisor | TrueAdvisor