VD
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Vickie Drury-Bauer

30 Years of Experience
Louisville, KY
Broker

Vickie Drury-Bauer is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Louisville, KY, with 30 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

5220 Dixie Highway, Louisville, KY, 40216

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Vickie works as an associate/employee at Stock Yards Bank & Trust Company, advising clients with investment needs since 2015. She also works for Stock Yards Financial Services and Stock Yards Investment Services as an investment advisor and in service and sales of investments; these activities each take about half of Vickie's time.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
October 2015 - Present · 10 yrs 7 mos
Raymond James Financial Services, INC.Broker
September 2015 - Present · 10 yrs 8 mos
Previous Registrations
J.P. Morgan Securities LLC
October 2012 - October 2015 · 3 yrs
J.P. Morgan Securities LLCBroker
October 2012 - October 2015 · 3 yrs
Chase Investment Services CORP.
July 2005 - October 2012 · 7 yrs 3 mos
Chase Investment Services CORP.Broker
July 2005 - October 2012 · 7 yrs 3 mos
Banc One Securities Corporation
October 2000 - July 2005 · 4 yrs 9 mos
Banc One Securities CorporationBroker
February 1996 - July 2005 · 9 yrs 5 mos
State Registrations11 states
ALCAFLGAINKYMDNCOHTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Vickie Drury-Bauer - Financial Advisor | TrueAdvisor