Norman Gunn
Norman Gunn is a CFP-designated registered investment advisor at Independent Advisor Alliance, LLC, based in Dallas, TX, with 27 years of industry experience. Norman operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 34,127 clients with $14B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IAA offers asset management services where they manage your investments based on your goals, time horizon, and risk tolerance. The annual advisory fee is a maximum of 2.00% of the market value of your account, including cash holdings. This fee may also include financial planning and consulting services. The advisory fee is negotiable. Fees are billed quarterly in advance.
Location
Dallas, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Norman is the Officer/President of Operations/Sales for LGT Insurance Services, selling life, disability, long-term care, and fixed annuities, dedicating a few hours per week. He also owns rental real estate and is associated with Stockbridge Wealth Advisors, LLC, dedicating all of his time to the RIA business, and spends a few hours per week on outside insurance.
Employment History
Current Registrations
Independent Advisor Alliance, LLC
Previous Registrations
Lido Advisors, LLC
Lido Advisors
Investment Security CorporationBroker
Lgt Financial Advisors LLC
Girard Securities, INC.Broker
Efg Corporation
Efg Corporation
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
MML Investors Services, INC.Broker
MML Investors Services, INC.
Metlife Securities INC.
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
Harris Investor Services LLCBroker
Harris Investor Services LLC
Harris Investorline INC.Broker
Kpmg Investment Advisors
Mercer Allied Company, L.P.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.