Norman Gunn
Norman Gunn is a CFP-designated registered investment advisor at Independent Advisor Alliance, LLC, based in Dallas, TX, with 27 years of industry experience. Norman operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 45,002 clients with $17B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Maximum annual advisory fee is 2.00%. Fees are negotiable and may vary based on account size, complexity, and services included.
Fee Estimator
Location
Dallas, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Norman is the Officer/President of Operations/Sales for LGT Insurance Services, selling life, disability, long-term care, and fixed annuities, dedicating a few hours per week. He also owns rental real estate and is associated with Stockbridge Wealth Advisors, LLC, dedicating all of his time to the RIA business, and spends a few hours per week on outside insurance.
Employment History
Current Registrations
Independent Advisor Alliance, LLC
Previous Registrations
Lido Advisors, LLC
Lido Advisors
Investment Security CorporationBroker
Lgt Financial Advisors LLC
Girard Securities, INC.Broker
Efg Corporation
Efg Corporation
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
MML Investors Services, INC.Broker
MML Investors Services, INC.
Metlife Securities INC.
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
Harris Investor Services LLCBroker
Harris Investor Services LLC
Harris Investorline INC.Broker
Kpmg Investment Advisors
Mercer Allied Company, L.P.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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