Wallace Holleman is a CFP-designated registered investment advisor, based in Nashville, TN, with 30 years of industry experience.
Location
104 Kenner Avenue, Suite 200, Nashville, TN, 37205
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Regulatory History (1)
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Customer Dispute
March 2002Denied
Other Business Activities
Wallace is the owner of Ascent Wealth Advisory, LLC, which serves as the business entity for an independent RJFS office. This takes about half of Wallace's time.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
September 2016 - Present · 9 yrs 10 mos
Raymond James Financial Services, INC.Broker
September 2016 - Present · 9 yrs 10 mos
Previous Registrations
Raymond James & Associates, INC.
December 2010 - September 2016 · 5 yrs 9 mos
Raymond James & Associates, INC.Broker
December 2010 - September 2016 · 5 yrs 9 mos
Robert W. Baird & CO. Incorporated
March 2004 - December 2010 · 6 yrs 9 mos
Robert W. Baird & CO. IncorporatedBroker
June 2001 - December 2010 · 9 yrs 6 mos
First Union Securities, INC.Broker
October 1999 - July 2001 · 1 yr 9 mos
First Union Capital Markets CORP.Broker
February 1996 - October 1999 · 3 yrs 8 mos
State Registrations28 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.