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Lancent Warren

LPL Financial LLC
26 Years of Experience
Melbourne, FL
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Lancent Warren is a registered investment advisor at LPL Financial LLC, based in Melbourne, FL, with 26 years of industry experience. Lancent is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

6767 N Wickham Rd Ste 400, Melbourne, FL, 32940

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2009
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Lancent operates under two DBAs for his LPL business: LCWarren Group, Inc. since 2011 and Blacks and Money since 2016. Lancent also sells non-variable insurance, dedicating a few hours per week to this activity.

Employment History
Current Registrations
LPL Financial LLC
December 2005 - Present · 20 yrs 10 mos
LPL Financial LLCBroker
December 2005 - Present · 20 yrs 10 mos
Previous Registrations
Citigroup Global Markets INC.
February 2004 - December 2005 · 1 yr 10 mos
Citigroup Global Markets INC.Broker
January 2004 - December 2005 · 1 yr 11 mos
Edward JonesBroker
February 2000 - December 2003 · 3 yrs 10 mos
State Registrations19 states
ALCACOCTDCFLGAKYMDMNMSNCNJNYRISCTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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