Christopher Doughty
Christopher Doughty is a CFP-designated registered investment advisor at Gentian Financial, INC., based in Mequon, WI, with 30 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Retirement Planning, and 1 more.
Compensation
Firm Size
IM Fee
Fee Structure
Gentian Financial charges flat fees for financial planning and investment consulting services, ranging from $250 to $25,000, depending on the scope of advice, the nature and number of investments, the amount of research required, and the number of reports requested. For limited circumstances, an hourly fee may be available, ranging from $150 to $300 per hour.
Location
12740 North River Road, Mequon, WI, 53092
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Christopher owns a hobby farm (TWC Farm LLC), is an author of educational material (Gentian Education), and is the owner of Holstein School LLC. He also sells insurance through Gentian Financial, is the owner of Gentian Financial Inc (an independent RIA), and is the chairman of the board for The River Club of Mequon. These activities take a few hours per week each, except for Gentian Financial Inc, which takes about 10-20% of his time.
Employment History
Current Registrations
Gentian Financial, INC.
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Alliance Wealth Management, INC.
B. C. Ziegler and CompanyBroker
Gs2 Securities, INC.Broker
Cleary Gull Reiland & Mcdevitt INC.Broker
Dean Witter Reynolds INC.Broker
State Registrations41 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.