KW
KW
Karla Wastcoat
15 Years of Experience
Bozeman, MT
1 DisclosureBroker
Karla Wastcoat is a registered investment advisor at D.A. Davidson & CO., based in Bozeman, MT, with 15 years of industry experience. Karla operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 70,118 clients with $42B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
686 advisors
IM Fee
Planning only
Assets Under Management
$41.8B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
1101 E Main St, Suite 301, Bozeman, MT, 59715
Get directionsHistory
Regulatory History (1)
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Criminal
September 2001Final Disposition
Employment History
Current Registrations
D.A. Davidson & CO.
August 2011 - Present · 14 yrs 11 mos
D.A. Davidson & CO.
June 2011 - Present · 15 yrs 1 mo
D.A. Davidson & CO.Broker
June 2011 - Present · 15 yrs 1 mo
Previous Registrations
Dean Witter Reynolds INC.Broker
June 1998 - November 1998 · 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1996 - July 1996 · 1 mo
State Registrations1 state
MT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.