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Michael Santucci

Flagstar Securities, INC.
30 Years of Experience
Great Neck, NY
1 DisclosureBroker
View SEC Summary
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Michael Santucci is a registered investment advisor at Flagstar Securities, INC., based in Great Neck, NY, with 30 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,123 clients with $780M in assets under management.

Flagstar Securities, INC.
Compensation
Fee-Only (% of Portfolio)
Firm Size
28 advisors
Number of Clients
1,123 clients
Average Client Portfolio
$698K average
Assets Under Management
$784.3M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.62%
$1.0M - $5.0M1.10%
$5.0M - $10.0M0.83%
$10.0M - $20.0M0.55%
$20M+0.43%

Rates combine the maximum advisory fee and sponsor fee. Third-party manager fees (0.25% to 1.25%) are additional.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

40 Cuttermill Road, Suite 501, Great Neck, NY, 11021

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2003
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Michael is a Group Director Investments - Senior Vice President at New York Community Bancorp (NYCB), the parent company for Flagstar Advisors, Inc. This investment-related activity commenced in June 2024 and requires weekly time, including during trading hours.

Employment History
Current Registrations
Flagstar Securities, INC.
January 2025 - Present · 1 yr 9 mos
Flagstar Securities, INCBroker
March 2013 - Present · 13 yrs 7 mos
Previous Registrations
Flagstar Advisors, INC.
March 2013 - December 2024 · 11 yrs 9 mos
Hsbc Securities (USA) INC.
June 2006 - March 2013 · 6 yrs 9 mos
Hsbc Securities (USA) INC.Broker
January 2005 - March 2013 · 8 yrs 2 mos
Hsbc Brokerage (USA) INC.Broker
June 2000 - January 2005 · 4 yrs 7 mos
Republic Financial Services CorporationBroker
August 1996 - June 2000 · 3 yrs 10 mos
Guardian Investor Services CorporationBroker
March 1996 - August 1996 · 5 mos
State Registrations25 states
AZCACOCTDEFLGAILMAMDMINCNJNVNYOHORPARISCTXUTVAVTWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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