Geoffry Penn is a CFA-designated registered investment advisor at North Star Asset Management INC, based in Neenah, WI, with 30 years of industry experience. Geoffry operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 3,554 clients with $3.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.60% |
Fees are subject to an annual minimum of $6,000. Fees may be negotiated based on account size, relationships, and security holdings.
Fee Estimator
Location
134 E. Wisconsin Ave., One Neenah Center, Suite 300, Neenah, WI, 54956
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
North Star Asset Management INC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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