DG
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Dan Griggs
30 Years of Experience
Panama City Beach, FL
1 DisclosureBrokerSells Insurance
Dan Griggs is a registered investment advisor at Cetera Investment Advisers LLC, based in Panama City Beach, FL, with 30 years of industry experience. Dan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Panama City Beach, FL
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Regulatory History (1)
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Customer Dispute
May 2000Settled
Other Business ActivitiesSells Insurance
Dan is an insurance agent selling fixed life insurance since 2000, dedicating minimal time to this activity. He is also the President of Austin Coordinated Resources Inc., a financial services/tax entity, dedicating about a quarter of his time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
April 2023 - Present · 3 yrs 3 mos
Cetera Wealth Services, LLCBroker
September 2019 - Present · 6 yrs 10 mos
Previous Registrations
Cetera Advisor Networks LLC
March 2021 - June 2023 · 2 yrs 3 mos
Summit Financial Group INC
April 2011 - May 2021 · 10 yrs 1 mo
Summit Brokerage Services, INC.Broker
April 2011 - September 2019 · 8 yrs 5 mos
Securities America Advisors, INC.
May 2001 - April 2011 · 9 yrs 11 mos
Securities America, INC.Broker
April 2001 - April 2011 · 10 yrs
Ffp Securities, INC.Broker
October 1996 - April 2001 · 4 yrs 6 mos
Securities America, INC.Broker
March 1996 - October 1996 · 7 mos
State Registrations3 states
FLNJTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.