Nicolas Lezama
Nicolas Lezama is a ChFC-designated registered investment advisor at State Farm Investment Management CORP., based in Greeley, CO, with 29 years of industry experience. Nicolas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 3,575 clients with $13B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.25% |
| $100K - $500K | 1.00% |
| $500K - $1000K | 0.75% |
| $1M+ | 0.50% |
Accounts advised for a full quarter that have an average daily market value below $15,000 are charged a minimum quarterly Advisory Fee of $45 (except as set forth below under “Fee Reductions”). For Accounts that qualify for a reduced Advisory Fee to the lowest Advisory Fee shown on the chart, such Accounts advised for a full quarter that have an average daily market value below $15,000 are charged a minimum quarterly Advisory Fee of $18.75.
Fee Estimator
Location
3527 W. 12th St, Ste. C, Greeley, CO, 80634
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Nicolas owns Boss Lady, LLC, which holds his office and other business tenants. He also owns Nicolas Lezama's Insurance Agency, an insurance agency affiliated with State Farm, where he services customers and supervises employees, dedicating about half his time.
Employment History
Current Registrations
State Farm Investment Management CORP.
State Farm Vp Management CORP.Broker
Previous Registrations
Farmers Financial Solutions, LLCBroker
Investors Brokerage Services, INC.Broker
Sunset Financial Services, INC.Broker
Norwest Investment Services, INC.Broker
Banc One Securities CorporationBroker
State Registrations1 state
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