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Anna Dunlap
29 Years of Experience
Clarksville, IA
4 DisclosuresBroker
Anna Dunlap is a registered investment advisor at LPL Financial LLC, based in Clarksville, IA, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B
Fee Structure
Minimum Investment:$1K
Investment management only (planning not offered)
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
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Location
Clarksville, IA
Get directionsHistory
Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2008Settled
Customer Dispute
June 2007Denied
Customer Dispute
March 2006Denied
Customer Dispute
October 1999Denied
Employment History
Current Registrations
LPL Financial LLC
May 2022 - Present · 4 yrs
LPL Financial LLCBroker
May 2022 - Present · 4 yrs
Previous Registrations
CUNA Brokerage Services, INC.
May 2021 - May 2022 · 1 yr
CUNA Brokerage Services, INC.Broker
January 2021 - May 2022 · 1 yr 4 mos
Lincoln Financial Distributors, INC.Broker
December 2017 - October 2020 · 2 yrs 10 mos
The Huntington Investment Company
December 2006 - September 2017 · 10 yrs 9 mos
The Huntington Investment CompanyBroker
December 2006 - September 2017 · 10 yrs 9 mos
Chase Investment Services CORP.
July 2005 - December 2006 · 1 yr 5 mos
Chase Investment Services CORP.Broker
July 2005 - December 2006 · 1 yr 5 mos
Banc One Securities Corporation
November 2000 - July 2005 · 4 yrs 8 mos
Banc One Securities CorporationBroker
February 1996 - July 2005 · 9 yrs 5 mos
State Registrations1 state
OH
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.