Thomas Casey is a ChFC-designated registered investment advisor at Edward Jones, based in Ridgefield, CT, with 27 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 4,069,320 clients with $1000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.40% |
The fee schedule consists of a Program Fee (up to 1.35%) and a Platform Fee (up to 0.05%), totaling a maximum annual rate of 1.40%. Fees are negotiable and may be lower based on account size or pricing groups.
Fee Estimator
Location
66 Danbury Road, Ridgefield, CT, 06877
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2022Employment History
Current Registrations
Edward Jones
Edward JonesBroker
Previous Registrations
BMO Capital Markets CORP.Broker
RBC Capital Markets CorporationBroker
RBC Capital Markets CorporationBroker
Morgan Stanley & CO., IncorporatedBroker
Dean Witter Reynolds INC.Broker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Curt Schibli, CFA, CFPEdward Jones
- Neil Kenagy, CFAColchester Investment Counsel LLC
- Gregory Giandalone, CFPStrategic Advisers LLC
- Stephanie Luedke, CFANeuberger Berman Bd LLC
- Kristoffer Carseni, CFPWells Fargo Advisors
- Lilwyn Dyer, ChFCEagle Strategies LLC