RM
RM

Richard Moon

29 Years of Experience
Los Angeles, CA
Broker

Richard Moon is a registered investment advisor, based in Los Angeles, CA, with 29 years of industry experience.

Location

5777 W Century Blvd, Ste 1580, Los Angeles, CA, 90045

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Richard is the owner and sole proprietor of RMA Wealth Advisors, a DBA for investment services, dedicating about a quarter of his time. He is also a partner and manages Richard Moon & Associates Accountancy Corp, an accounting services firm, which is a full-time commitment.

Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2022 - Present · 4 yrs 1 mo
Cetera Financial Specialists LLCBroker
August 2022 - Present · 4 yrs 1 mo
Previous Registrations
Avantax Advisory Services
June 2000 - August 2022 · 22 yrs 2 mos
Avantax Investment Services, INC.Broker
May 1996 - August 2022 · 26 yrs 3 mos
State Registrations2 states
AZCA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Richard Moon - Financial Advisor | TrueAdvisor