TrueAdvisor
TrueAdvisor
JH
JH

Jason Haswell

LPL Financial LLC
30 Years of Experience
Wheeling, WV
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Jason Haswell is a registered investment advisor at LPL Financial LLC, based in Wheeling, WV, with 30 years of industry experience. Jason is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2001 Main St Ste 402, Wheeling, WV, 26003

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2001
Denied
Customer Dispute
December 2000
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Jason is involved with The Monteverde Group, LLC as a DBA for LPL business, dedicating full-time hours. He also uses Linebacker, Inc for tax/investment purposes, spending about 10% of his time, and sells non-variable insurance (life, health, disability income) through Agency One, spending minimal time. Jason also hosts a podcast, spending a few hours per week.

Employment History
Current Registrations
LPL Financial LLC
March 2021 - Present · 5 yrs 7 mos
LPL Financial LLCBroker
March 2021 - Present · 5 yrs 7 mos
Previous Registrations
Royal Alliance Associates, INC.
January 2016 - March 2021 · 5 yrs 2 mos
Royal Alliance Associates, INC.Broker
January 2016 - March 2021 · 5 yrs 2 mos
NFP Advisor Services, LLC
March 2010 - January 2016 · 5 yrs 10 mos
NFP Advisor Services, LLCBroker
March 2010 - January 2016 · 5 yrs 10 mos
United Brokerage Services INC
August 2006 - January 2010 · 3 yrs 5 mos
United Brokerage Services, INCBroker
March 2001 - January 2010 · 8 yrs 10 mos
Legg Mason Wood Walker, IncorporatedBroker
July 2000 - March 2001 · 8 mos
Prudential Securities IncorporatedBroker
March 1996 - July 2000 · 4 yrs 4 mos
State Registrations15 states
CAFLINKYMDMINCOHPASCTNTXVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Wheeling, WV →All financial advisors in West Virginia →