TrueAdvisor
TrueAdvisor
JF
JF

James Foley

Kinetic Investment Management, INC.
20 Years of Experience
Princeton, NJ
Sells Insurance
View SEC Summary
View SEC Summary

James Foley is a registered investment advisor at Kinetic Investment Management, INC., based in Princeton, NJ, with 20 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 1,460 clients with $450M in assets under management.

Kinetic Investment Management, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
30 advisors
Number of Clients
1,460 clients
Average Client Portfolio
$309K average
Assets Under Management
$450.9M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)

Kinetic Investment Management charges fees for portfolio management that are negotiable and depend on the client's needs and the complexity of the situation. The final fee schedule is detailed in the Investment Advisory Contract. Fees are typically paid monthly or quarterly in advance.

View Full SEC Brochure

Location

300 Carnegie Center Drive, Suite 150, Princeton, NJ, 08540

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

James is the President of Maxguard Wealth LLC, where he focuses on insurance sales and services, dedicating full-time hours to this role. Additionally, James is a licensed insurance agent specializing in annuities and life insurance, receiving commissions directly from insurance carriers.

Employment History
Current Registrations
Kinetic Investment Management, INC.
January 2022 - Present · 4 yrs 9 mos
Previous Registrations
Ae Wealth Management, LLC
August 2020 - December 2021 · 1 yr 4 mos
Elevated Capital Advisors, LLC
January 2020 - July 2020 · 6 mos
Ae Wealth Management, LLC
September 2018 - October 2018 · 1 mo
Questar Asset Management, INC.
April 2018 - July 2018 · 3 mos
Questar Capital CorporationBroker
April 2018 - July 2018 · 3 mos
Change Path LLC
March 2017 - December 2017 · 9 mos
Americafirst Securities, INC.Broker
April 2015 - May 2016 · 1 yr 1 mo
Americafirst Securities, INC.Broker
October 2013 - December 2013 · 2 mos
Alps Distributors, INC.Broker
January 2013 - October 2013 · 9 mos
Sip Nordic America LLCBroker
February 2011 - January 2013 · 1 yr 11 mos
Matrix Capital Group, INC.Broker
July 2009 - November 2009 · 4 mos
Leader Capital CORP.Broker
February 2008 - March 2008 · 1 mo
Fixed Income Securities, LPBroker
August 2006 - February 2008 · 1 yr 6 mos
M&t Securities, INC.Broker
June 2004 - February 2006 · 1 yr 8 mos
M&t Securities, INC.Broker
May 2003 - December 2003 · 7 mos
Allfirst Brokerage CorporationBroker
August 2002 - May 2003 · 9 mos
Deutsche Banc Alex. Brown INC.Broker
January 2001 - June 2001 · 5 mos
Db Alex. Brown LLCBroker
July 1998 - January 2001 · 2 yrs 6 mos
Herbert J. Sims & CO. INC.Broker
March 1997 - October 1997 · 7 mos
Merit Capital Associates, INC.Broker
November 1996 - January 1997 · 2 mos
Olde Discount CorporationBroker
March 1996 - September 1996 · 6 mos
State Registrations1 state
NJ
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Princeton, NJ →All financial advisors in New Jersey →