James Foley
James Foley is a registered investment advisor at Kinetic Investment Management, INC., based in Los Angeles, CA, with 20 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,460 clients with $450M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Kinetic Investment Management offers portfolio management services, but the fees are not specified in this brochure. The fees are negotiable and outlined in the Investment Advisory Contract. Kinetic Investment Management may direct clients to internally managed strategies and/or third-party investment advisers. All fees are collected by the third-party investment advisers and are then shared with Kinetic Investment Management who receives its fee paid directly from the third-party adviser.
Location
633 W 5th Street, Suite 1050, Los Angeles, CA, 90071
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is the President of Maxguard Wealth LLC, where he focuses on insurance sales and services, dedicating full-time hours to this role. Additionally, James is a licensed insurance agent specializing in annuities and life insurance, receiving commissions directly from insurance carriers.
Employment History
Current Registrations
Kinetic Investment Management, INC.
Previous Registrations
Ae Wealth Management, LLC
Elevated Capital Advisors, LLC
Ae Wealth Management, LLC
Questar Asset Management, INC.
Questar Capital CorporationBroker
Change Path LLC
Americafirst Securities, INC.Broker
Americafirst Securities, INC.Broker
Alps Distributors, INC.Broker
Sip Nordic America LLCBroker
Matrix Capital Group, INC.Broker
Leader Capital CORP.Broker
Fixed Income Securities, LPBroker
M&t Securities, INC.Broker
M&t Securities, INC.Broker
Allfirst Brokerage CorporationBroker
Deutsche Banc Alex. Brown INC.Broker
Db Alex. Brown LLCBroker
Herbert J. Sims & CO. INC.Broker
Merit Capital Associates, INC.Broker
Olde Discount CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.