HK
CFP
HK
CFP

Hui Kim

26 Years of Experience
La Habra, CA
Broker

Hui Kim is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in La Habra, CA, with 26 years of industry experience. Hui is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1190 S Beach Blvd, La Habra, CA, 90631

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
May 2008 - Present · 18 yrs 5 mos
Wells Fargo Advisors
May 2008 - Present · 18 yrs 5 mos
Previous Registrations
Citigroup Global Markets INC.
May 2007 - June 2008 · 1 yr 1 mo
Citigroup Global Markets INC.Broker
May 2007 - June 2008 · 1 yr 1 mo
Citicorp Investment ServicesBroker
October 2003 - May 2007 · 3 yrs 7 mos
Citicorp Investment Services
October 2003 - May 2007 · 3 yrs 7 mos
Citigroup Global Markets INC.
May 2001 - October 2003 · 2 yrs 5 mos
Citigroup Global Markets INC.Broker
December 2000 - October 2003 · 2 yrs 10 mos
T. Rowe Price Investment Services, INC.Broker
February 1996 - June 1996 · 4 mos
T. Rowe Price Investment Services, INC.Broker
February 1996 - June 1996 · 4 mos
State Registrations16 states
AKAZCACODCFLGAIDKYNMNVOKTNTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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