JC
JC

John Chapman

30 Years of Experience
Columbia, SC
Broker

John Chapman is a registered investment advisor at Janney Montgomery Scott LLC, based in Columbia, SC, with 30 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 239,256 clients with $100B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1308 advisors
Number of Clients
239,256 clients
Average Client Portfolio
$421K average
Assets Under Management
$100.8B

Fee Structure

Janney charges a fee based on a percentage of the assets managed in your account. This fee covers investment management, trading, custody, and performance reporting. Fees are negotiable and may vary based on the size of your account and the services provided. Janney may also offer investment advisory services on a non-wrap basis, where you pay separately for transactions and custody.

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Location

1441 Main Street, Suite 700, Columbia, SC, 29201

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Janney Montgomery Scott LLC
January 2014 - Present · 12 yrs 6 mos
Janney Montgomery Scott LLCBroker
January 2014 - Present · 12 yrs 6 mos
Previous Registrations
Ameriprise Financial Services, INC.
October 2009 - January 2014 · 4 yrs 3 mos
Ameriprise Financial Services, INC.Broker
October 2009 - January 2014 · 4 yrs 3 mos
Ameriprise Advisor Services, INC.
May 2004 - October 2009 · 5 yrs 5 mos
Ameriprise Advisor Services, INC.Broker
March 1996 - October 2009 · 13 yrs 7 mos
State Registrations24 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
John Chapman - Financial Advisor | TrueAdvisor