Duncan Highmark
Duncan Highmark is a CFP-designated registered investment advisor at Mosaic Wealth, based in St. Louis, MO, with 30 years of industry experience. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 722 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Mosaic Wealth charges a percentage of your portfolio's value as a wealth management fee, up to a maximum of 1.50% annually, paid quarterly in advance. The fee is based on the market value of the assets they manage. Fees are negotiable. For certain clients, Mosaic Wealth charges an advisory fee for services provided with respect to held-away accounts.
Location
1401 S. Brentwood Blvd., Suite 630, St. Louis, MO, 63144
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Regulatory History (1)
Customer Dispute
March 2010Other Business ActivitiesSells Insurance
Duncan is the President and Principal for Mosaic Family Wealth, LLC and a registered representative with PKS since 2015, dedicating nearly all his time to these roles. He also serves as a color analyst for college basketball games and is on the board of directors for the St. Louis Sports Commission, and reviews client insurance policies, and sells insurance and annuities.
Employment History
Current Registrations
Mosaic Wealth
Purshe Kaplan Sterling InvestmentsBroker
Previous Registrations
Mosaic Family Wealth, LLC
Morgan Stanley
Morgan StanleyBroker
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
Franklin Financial Services CorporationBroker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.