Mark Merritt
Mark Merritt is a registered investment advisor at Simplicity Wealth, based in West Hartford, CT, with 27 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 5,619 clients with $3.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Simplicity Wealth's fees are based on a percentage of your assets under management, ranging from 0.10% to 2.00%. The specific fee depends on the services selected by your advisor. The fees cover investment management, research, monitoring, and other operational services. Additional fees may include model manager fees, custodial fees, and transaction fees. Simplicity Wealth also offers proprietary model portfolios.
Location
West Hartford, CT
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mark is the President of Merritt Consulting Group, a consulting firm, dedicating about a quarter of his time. He also serves as a National Account Manager for Simplicity Financial Distributors, focusing on annuity and life insurance solutions, which takes nearly full-time.
Employment History
Current Registrations
Simplicity Wealth
The Leaders Group, INC.
The Leaders Group, INC.Broker
Previous Registrations
Melius Investments LLC
Cavu Securities LLCBroker
The Leaders Group, INC.Broker
Nationwide Investment Services CorporationBroker
Aig Sunamerica Capital Services, INC.Broker
Nationwide Investment Services CorporationBroker
American Skandia Advisory Services, INC.
American Skandia Marketing, INC.Broker
Hartford Equity Sales Company INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.