Travis Allen
Travis Allen is a CFP-designated registered investment advisor at Wealth Strategies Group, based in Newport Beach, CA, with 29 years of industry experience. Travis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 134 clients with $44M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Client fees are negotiated on a per client basis; however, the maximum annualized client fee will not exceed 1.5%.
Fee Estimator
Location
2901 W. Coast Highway, Suite 200, Newport Beach, CA, 92663
Get directionsHistory
Regulatory History (3)
Customer Dispute
June 2011Customer Dispute
July 2004Customer Dispute
August 2001Other Business ActivitiesSells Insurance
Travis works as an insurance agent, dedicating a few hours per week. This activity is not investment-related and involves fixed insurance products.
Employment History
Current Registrations
Wealth Strategies Group
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Brookstreet Capital Management
Brookstreet Securities CorporationBroker
A. G. Edwards & Sons, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.