Gloria Hoggatt is a registered investment advisor at Morgan Stanley, based in Baton Rouge, LA, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
400 Convention Street, Suite 400, Baton Rouge, LA, 70802
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
March 2022 - Present · 4 yrs 2 mos
Morgan StanleyBroker
February 2022 - Present · 4 yrs 3 mos
Previous Registrations
Edward Jones
May 2021 - February 2022 · 9 mos
Edward JonesBroker
March 2019 - February 2022 · 2 yrs 11 mos
LPL Financial LLCBroker
April 2016 - October 2017 · 1 yr 6 mos
Scottrade, INC.Broker
June 2005 - September 2015 · 10 yrs 3 mos
Hancock Investment Services, INC.Broker
March 1998 - August 2004 · 6 yrs 5 mos
Stanford Group CompanyBroker
August 1997 - January 1998 · 5 mos
Smith Barney INC.Broker
December 1996 - August 1997 · 8 mos
State Registrations40 states
ALARAZCACOCTDCFLGAHIIAIDILINKSKYLAMDMEMIMNMOMSMTNCNENMNYOHOKORPARISCTNTXUTVAWAWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.