David Toth
David Toth is a registered investment advisor at Osaic Wealth, INC., based in Strongsville, OH, with 29 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
Strongsville, OH
Get directionsHistory
Regulatory History (3)
Judgment / Lien
February 2011Judgment / Lien
October 2010Customer Dispute
July 2002Other Business ActivitiesSells Insurance
David is a fixed insurance agent since 1996 and owner of Comprehensive Financial Solutions, Inc. since 1999, dedicating full-time hours to the latter. He also serves as a secondary/alternate power of attorney and alternate executor for his parents' estate, requiring minimal time.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Signator Investors, INC.
Signator Investors, INC.Broker
Transamerica Financial Advisors, INC.
Transamerica Financial Advisors, INCBroker
W. S. Griffith & CO., INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.