Charles Moffitt
Charles Moffitt is a registered investment advisor at LPL Financial LLC, based in Glenmoore, PA, with 30 years of industry experience. Charles is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
Glenmoore, PA
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
May 2021Customer Dispute
May 2004Other Business Activities
Charles operates Moffitt Investment Management as a DBA for his LPL business since 2021. He also owns Moffitt Apples, a farming business, since 2022, dedicating a few hours per week to it.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Citigroup Global Markets INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Prudential Securities IncorporatedBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Anna Allem, CFPBannerman Wealth
- Benjamin Zajac, CFPCommonwealth Financial Network
- Ryan Brumfield, ChFCEdward Jones