KP
KP
Katrina Peck is a registered investment advisor at LPL Financial LLC, based in Fruitland, ID, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B
Fee Structure
Minimum Investment:$1K
Investment management only (planning not offered)
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
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Location
Fruitland, ID
Get directionsHistory
Regulatory History (1)
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Financial
May 2017Final
Employment History
Current Registrations
LPL Financial LLCBroker
March 2025 - Present · 1 yr 2 mos
LPL Financial LLC
March 2025 - Present · 1 yr 2 mos
LPL Enterprise, LLCBroker
November 2024 - Present · 1 yr 6 mos
LPL Enterprise, LLC
November 2024 - Present · 1 yr 6 mos
Previous Registrations
First Command Advisory Services
April 2020 - October 2024 · 4 yrs 6 mos
First Command Brokerage Services, INC.Broker
April 2020 - October 2024 · 4 yrs 6 mos
Bancwest Investment Services, INC. (bwis)
May 2019 - April 2020 · 11 mos
Bancwest Investment Services, INC.Broker
February 2019 - April 2020 · 1 yr 2 mos
Loring Ward Securities INC.Broker
May 2016 - March 2018 · 1 yr 10 mos
Lwi Financial INC.
May 2016 - May 2016 · 0 mos
Loyal3 Securities INC.Broker
November 2012 - May 2016 · 3 yrs 6 mos
Hanson Mcclain
June 2008 - December 2010 · 2 yrs 6 mos
Hanson Mcclain Advisors
March 2008 - November 2012 · 4 yrs 8 mos
Hanson McclainBroker
August 2007 - November 2012 · 5 yrs 3 mos
Iron Point Capital Management
May 2006 - August 2007 · 1 yr 3 mos
Brecek & Young Advisors, INC.Broker
July 2002 - August 2007 · 5 yrs 1 mo
E*trade Securities, IncorporatedBroker
January 1997 - June 2002 · 5 yrs 5 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.