Dante Battaglia
Dante Battaglia is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Williamsville, NY, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
6245 Sheridan Dr, Williamsville, NY, 14221
Get directionsHistory
Regulatory History (3)
Customer Dispute
May 2008Customer Dispute
April 2008Customer Dispute
March 2008Other Business Activities
Dante owns Dolce Giaveno Real Estate LLC since 2017, a real estate holding company. He spends minimal time on this activity.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Hsbc Securities (USA) INC.
Hsbc Securities (USA) INC.Broker
Hsbc Brokerage (USA) INC.Broker
H&r Block Financial Advisors, INC.Broker
M&t Securities, INC.Broker
State Registrations28 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.