HN
HN

Harvey Newton

29 Years of Experience
Houston, TX
Broker

Harvey Newton is a registered investment advisor at Morgan Stanley, based in Houston, TX, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

717 Texas Avenue, Suite 3050, Houston, TX, 77002

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Harvey is a managing director at MKL Bayern GmbH in Germany. This requires a few hours per week during non-operating hours.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.
April 1996 - June 2009 · 13 yrs 2 mos
Citigroup Global Markets INC.Broker
March 1996 - June 2009 · 13 yrs 3 mos
State Registrations35 states
ARAZCACOCTFLGAILKYLAMDMIMNMOMTNCNDNHNJNMNVNYOHOKORPARISCTXUTVAWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Harvey Newton - Financial Advisor | TrueAdvisor