Eric Nichols

Tcfg Investment Advisors, LLC

28 Years of Experience

5 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningTax PlanningHigh Net Worth

Tcfg Investment Advisors, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

29 advisors

Number of Clients

2,344 clients

Average Client Portfolio

$245K average

Assets Under Management

$575.1M

Fee Structure

AUM-Based Fees (Tiered)

Assets Under Management	Annual Fee
Up to $250K	2.00%
$250K - $500K	1.75%
$500K - $1.0M	1.50%
$1M+	1.00%

Fees are negotiable on a client-by-client basis.

Fee Estimator

Your Portfolio Value

$500K

$0$500K$1M$5M$20M

Estimated Annual Fee

—

Location

28202 Cabot Rd, Suite 300, Laguna Niguel, CA, 92677

Get directions

History

Regulatory History (5)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Regulatory

July 2019

Final

Employment Separation After Allegations

February 2019

Customer Dispute

February 2019

Settled

Customer Dispute

September 2017

Settled

Customer Dispute

February 2017

Settled

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Eric is an RIA/IA Representative for TCFG Investment Advisors, LLC, dedicating about a quarter of his time. He is also an agent for TCFG Insurance Solutions, LLC, spending a few hours per week.