Eric Nichols
Eric Nichols is a registered investment advisor at Tcfg Investment Advisors, LLC, based in Laguna Niguel, CA, with 29 years of industry experience. Eric operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 2,344 clients with $580M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.75% |
| $500K - $1.0M | 1.50% |
| $1M+ | 1.00% |
Fees are negotiable on a client-by-client basis.
Fee Estimator
Location
28202 Cabot Rd, Suite 300, Laguna Niguel, CA, 92677
Get directionsHistory
Regulatory History (5)
Regulatory
July 2019Employment Separation After Allegations
February 2019Customer Dispute
February 2019Customer Dispute
September 2017Customer Dispute
February 2017Other Business ActivitiesSells Insurance
Eric is an RIA/IA Representative for TCFG Investment Advisors, LLC, dedicating about a quarter of his time. He is also an agent for TCFG Insurance Solutions, LLC, spending a few hours per week.
Employment History
Current Registrations
Tcfg Investment Advisors, LLC
Tcfg Wealth Management, LLCBroker
Tcfg Wealth Management, LLC
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
H&r Block Financial Advisors, INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.