Richard Rocco is a registered investment advisor, based in Sammamish, WA, with 25 years of industry experience.
Location
Sammamish, WA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Richard is associated with Standard Retirement Services and StanCorp Investment Advisers, subsidiaries of Standard Financial Group. He spends all of his time providing information about retirement plan-related products and services offered by The Standard to third-party retirement plan service providers.
Employment History
Current Registrations
Stancorp Equities, INC.Broker
Stancorp Investment Advisers, INC.
Stancorp Equities, INC.
Previous Registrations
Invesmart Advisors INC
Invesmart Securities, LLCBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.