CP
CP

Christopher Pollitt

24 Years of Experience
Hunt Valley, MD
Broker

Christopher Pollitt is a registered investment advisor at RBC Capital Markets, LLC, based in Hunt Valley, MD, with 24 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

225 Schilling Circle, Suite 250, Hunt Valley, MD, 21031-1125

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Christopher works as a softball umpire since 1987, dedicating about 10-20% of his time to officiating games. He also coaches softball at Perryville High School and is an independent contractor/consultant for NEMOA and Softball Umpires of Maryland, officiating softball and baseball games.

Employment History
Current Registrations
RBC Capital Markets, LLC
September 2017 - Present · 8 yrs 8 mos
RBC Capital Markets, LLC
September 2017 - Present · 8 yrs 8 mos
RBC Capital Markets, LLCBroker
September 2017 - Present · 8 yrs 8 mos
Previous Registrations
Sanders Morris Harris LLC
June 2006 - October 2017 · 11 yrs 4 mos
Smh Capital Advisors, INC.
February 2002 - December 2006 · 4 yrs 10 mos
Sanders Morris Harris LLCBroker
August 2001 - October 2017 · 16 yrs 2 mos
Pruco Securities CorporationBroker
February 1996 - March 1996 · 1 mo
State Registrations40 states
ALAZCACOCTDCDEFLGAIDILINMAMDMEMIMNMOMSNCNDNHNJNMNVNYOHOKPARISCSDTNTXUTVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.