Scott Clark
Scott Clark is a CFP-designated registered investment advisor at LPL Financial LLC, based in Erwin, TN, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Erwin, TN
Get directionsHistory
Regulatory History (2)
Criminal
December 1998Criminal
November 1980Other Business ActivitiesSells Insurance
Scott sells non-variable insurance products since 1995. This takes a few hours per week.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Regal Securities, INC.Broker
Scf Investment Advisors, INC.
Scf Securities, INC.Broker
Locust Street Securities, INC.Broker
Mutual of Omaha Investor Services, INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.