Scott Clark
Scott Clark is a CFP-designated registered investment advisor at LPL Financial LLC, based in Erwin, TN, with 30 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
Erwin, TN
Get directionsHistory
Regulatory History (2)
Criminal
December 1998Criminal
November 1980Other Business ActivitiesSells Insurance
Scott sells non-variable insurance products since 1995. This takes a few hours per week.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Regal Securities, INC.Broker
Scf Investment Advisors, INC.
Scf Securities, INC.Broker
Locust Street Securities, INC.Broker
Mutual of Omaha Investor Services, INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.