Graham Hartley is a registered investment advisor at LPL Financial LLC, based in Houston, TX, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Houston, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Graham is involved with The Hartley Group LLC for tax/investment purposes, dedicating nearly full-time hours during securities trading. He also operates under the DBA Goose Creek Financial for his LPL business, dedicating full-time hours, with a significant portion spent on securities trading.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Intrua Financial
LPL Financial LLC
Invesco Aim Private Asset Management, INC.
Invesco Aim Distributors, INC.Broker
State Registrations2 states
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