CC
CC
Clay Cuthbertson
29 Years of Experience
Quincy, IL
Broker
Clay Cuthbertson is a registered investment advisor at Cetera Investment Advisers LLC, based in Quincy, IL, with 29 years of industry experience. Clay operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Quincy, IL
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Advisors LLCBroker
December 2011 - Present · 14 yrs 5 mos
Previous Registrations
Cetera Advisors LLC
December 2011 - March 2024 · 12 yrs 3 mos
U.S. Bancorp Investments, INC.
January 2006 - November 2011 · 5 yrs 10 mos
U.S. Bancorp Investments, INC.Broker
December 2001 - November 2011 · 9 yrs 11 mos
Firstar Investment Services,inc.Broker
January 2000 - December 2001 · 1 yr 11 mos
Mercantile Investment Services, INC.Broker
April 1999 - January 2000 · 9 mos
Securities America, INC.Broker
September 1998 - April 1999 · 7 mos
Metlife Securities INC.Broker
September 1996 - July 1998 · 1 yr 10 mos
Metropolitan Life Insurance CompanyBroker
September 1996 - July 1998 · 1 yr 10 mos
Nylife Securities INC.Broker
February 1996 - July 1996 · 5 mos
State Registrations8 states
FLGAIAILMONCNVVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.