Thomas Ferguson is a registered investment advisor at Davenport & Company LLC, based in Richmond, VA, with 22 years of industry experience. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 1 more. Their firm serves 16,512 clients with $22B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Davenport offers several investment management programs with different fee structures. Some programs have a wrap fee that bundles investment advice, custody, and brokerage services. Others charge fees based on assets under management, plus commissions on trades. The exact fees vary depending on the program you choose and the amount you invest. Some programs are no longer offered to new clients. Fees are generally billed quarterly, either in advance or after the fact. Some programs are only available on a wrap fee basis, while others are only available on a fee and/or commission basis.
Location
One James Center, 901 East Cary Street, Suite 1100, Richmond, VA, 23219
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Thomas is a board member for Henrico CASA (Court Appointed Special Advocates), participating in board and committee meetings. He dedicates minimal time to this activity, both during and outside of business hours.
Employment History
Current Registrations
Davenport & Company LLCBroker
Davenport & Company LLC
Previous Registrations
Caprin Asset Management, LLC
Alps Distributors, INC.Broker
Riverfront Investment Group, LLC
Financeware, INC. DBA Wealthcare Capital Management
Wachovia Securities Financial Network, LLCBroker
Thomas Weisel Partners LLCBroker
Lehman Brothers INC.Broker
First Union Securities, INC.Broker
First Union Capital Markets CORP.Broker
Branch, Cabell & CO., INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.