JM
JM

James Mann

22 Years of Experience
Birmingham, AL
Broker

James Mann is a registered investment advisor, based in Birmingham, AL, with 22 years of industry experience.

Location

Three Protective Center, 2801 Highway 280 South, Ste 300, Birmingham, AL, 35223

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

James is a compliance officer at Vulcan Value Partners, LLC and a registered representative at ALPS Distributors, Inc., spending full-time hours at each. He also spends about 10-20% of his time selling music and memorabilia from a rented booth in an antique mall.

Employment History
Current Registrations
Paralel DistributorsBroker
September 2025 - Present · 8 mos
Vulcan Value Partners LLC
August 2022 - Present · 3 yrs 9 mos
Previous Registrations
Alps Distributors, INC.Broker
August 2022 - September 2025 · 3 yrs 1 mo
Rfg Advisory, LLC
November 2020 - August 2022 · 1 yr 9 mos
Private Client Services, LLCBroker
November 2020 - July 2022 · 1 yr 8 mos
Investment Distributors, INC.Broker
July 2015 - November 2020 · 5 yrs 4 mos
Bbva Securities INC.Broker
May 2013 - July 2015 · 2 yrs 2 mos
Bbva Wealth Solutions INC.
April 2012 - July 2015 · 3 yrs 3 mos
Bbva Compass Investment Solutions, INCBroker
April 2012 - May 2013 · 1 yr 1 mo
Investment Advisors
August 2006 - April 2012 · 5 yrs 8 mos
Proequities, INC.Broker
August 2003 - April 2012 · 8 yrs 8 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
James Mann - Financial Advisor | TrueAdvisor