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Joseph Weinbauer

Bfc Planning, INC.
28 Years of Experience
St Louis, MO
5 DisclosuresBrokerSells Insurance
View SEC Summary
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Joseph Weinbauer is a registered investment advisor at Bfc Planning, INC., based in St Louis, MO, with 28 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 7 more. Their firm serves 11,448 clients with $3.8B in assets under management.

Bfc Planning, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
231 advisors
Number of Clients
11,448 clients
Average Client Portfolio
$336K average
Assets Under Management
$3.8B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum allowable annual fee is 2.5% across most asset management programs. Actual fees are negotiable and vary by representative and platform. Specific sub-adviser and program fees apply depending on the chosen platform.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1930 Edwards Street, St Louis, MO, 63110-3032

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2025
Withdrawn
Customer Dispute
July 2024
Settled
Customer Dispute
May 2022
Settled
Customer Dispute
July 2021
Settled
Customer Dispute
April 2018
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Joseph is a managing principal at Weinbauer Financial Group and an insurance agent selling fixed insurance. He also has roles in precious metal sales, rental property management, a junior golf non-profit, a business association, a country club, a deli, and trust administration.

Employment History
Current Registrations
Bfc Planning, INC.
May 2016 - Present · 10 yrs 5 mos
Berthel Fisher & Company Financial Services, INC.
February 2010 - Present · 16 yrs 8 mos
Berthel, Fisher & Company Financial Services, INC.Broker
February 2010 - Present · 16 yrs 8 mos
Previous Registrations
National Planning Corporation ("npc of America" in Fl & Ny)
January 2008 - February 2010 · 2 yrs 1 mo
National Planning CorporationBroker
October 2007 - February 2010 · 2 yrs 4 mos
American General Securities IncorporatedBroker
October 2002 - October 2007 · 5 yrs
Franklin Financial Services CorporationBroker
December 1997 - October 2002 · 4 yrs 10 mos
State Registrations20 states
ALCACTFLGAILINLAMDMOMSNCNVOKORTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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