Richard Jarvey
Richard Jarvey is a registered investment advisor at Calton & Associates, INC., based in Folsom, CA, with 4 years of industry experience. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 1 more. Their firm serves 5,283 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Calton charges a percentage of your portfolio for investment management, up to 2.60% annually. This fee may be negotiable. The exact fee depends on the representative managing your account and the program you select. You may also incur additional fees from third-party money managers. Calton bills quarterly, either in advance or arrears. You can terminate the agreement with 30 days' notice, and any unearned fees will be refunded. Some clients may be charged performance-based fees.
Location
2130 E Bidwell St, Folsom, CA, 95630
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard is an insurance agent selling life, health, accident, and annuity products, dedicating about a quarter of his time to this activity. He also works as an independent notary public, spending minimal time on this, and assists with the sale of legacy planning software, spending about 10-20% of his time. Finally, Richard serves as Secretary & Treasurer on the Board of the Woodland Medical Closet, volunteering minimal time.
Employment History
Current Registrations
Calton & Associates, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.