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Peter Klein

57 Years of Experience
Coral Gables, FL
Broker

Peter Klein is a registered investment advisor at Morgan Stanley, based in Coral Gables, FL, with 57 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

220 Alhambra Circle, 10th Floor, Coral Gables, FL, 33134

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Peter assists with marketing for Print-It of South Florida, a printing and copy business, dedicating minimal time. He also occasionally sells personal items through eBay, Craigslist, and garage sales since 2014.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 17 yrs 3 mos
Morgan Stanley
June 2009 - Present · 17 yrs 3 mos
Previous Registrations
Citigroup Global Markets INC.
April 1991 - June 2009 · 18 yrs 2 mos
Citigroup Global Markets INC.Broker
May 1989 - June 2009 · 20 yrs 1 mo
Drexel Burnham Lambert IncorporatedBroker
December 1978 - May 1989 · 10 yrs 5 mos
Bache Halsey Stuart Shields IncorporatedBroker
September 1977 - January 1979 · 1 yr 4 mos
Bache Halsey Stuart INC.Broker
August 1976 - September 1977 · 1 yr 1 mo
Bache & CO IncorporatedBroker
February 1976 - August 1976 · 6 mos
Bache & CO., IncorporatedBroker
June 1968 - February 1976 · 7 yrs 8 mos
State Registrations18 states
CACOCTDCFLGAILMANCNJNYOHORPASCTXVAWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.