Kim Sams
Kim Sams is a registered investment advisor at Ethos Financial Group, LLC, based in King of Prussia, PA, with 27 years of industry experience. Kim operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning. Their firm serves 1,782 clients with $2.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ethos Financial Group's annual investment advisory fees are based on a percentage of the value of your portfolio, generally ranging from 0.25% to 2.0%. The specific fee schedule depends on the advisor you work with. A minimum of $100,000 is typically required to use this service, but Ethos may waive this requirement. Ethos does not have a minimum asset management fee.
Location
2200 Renaissance Blvd, Suite 340, King of Prussia, PA, 19406
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2003Other Business Activities
Kim is an investment advisor representative at Ethos Financial Group, LLC since January 2025, providing investment advice to clients. This activity is investment-related.
Employment History
Current Registrations
Ethos Financial Group, LLC
Waterford Capital, INC.
Waterford Capital, INC.Broker
Previous Registrations
Chapwood Capital Investment Management, LLC
Bear, Stearns & CO. INC.
Bear, Stearns & CO. INC.Broker
Banc of America Investment Services, INC.Broker
Banc of America Investment Services, INC.
Banc of America Securities LLC
Banc of America Securities LLCBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.