Candice Uzarowski is a registered investment advisor at LPL Financial LLC, based in Getzville, NY, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Getzville, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Candice is a co-owner of a real estate rental property in Getzville, NY since March 2024. She spends a few hours per week on this investment-related activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cuso Financial Services, L.P.
Sorrento Pacific Financial, LLCBroker
Cuso Financial Services, L.P.Broker
Calamar Financial Group, LLCBroker
Legend Equities CorporationBroker
Invest Financial CorporationBroker
Community Investment Services, INC.Broker
Commonwealth Financial NetworkBroker
Community Investment Services, INC.Broker
TD Waterhouse Investor Services, INC.Broker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.