MC
CFP · PFS
MC
CFP · PFS

Michael Cooper

30 Years of Experience
New York, NY
3 DisclosuresBroker

Michael Cooper is a CFP, PFS-designated registered investment advisor at Ameriprise Financial Services, LLC, based in New York, NY, with 30 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

530 5th Ave, 10th Floor, New York, NY, 10036

Get directions

History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2003
Denied
Customer Dispute
February 2000
Denied
Customer Dispute
October 1999
Denied
Other Business Activities

Michael is an approved media resource for the Financial Planning Association (FPA). This activity requires minimal time and does not occur during trading hours.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
April 2021 - Present · 5 yrs 3 mos
Ameriprise Financial Services, LLC
November 2013 - Present · 12 yrs 8 mos
Ameriprise Financial Services, LLCBroker
November 2013 - Present · 12 yrs 8 mos
Previous Registrations
Morgan StanleyBroker
June 2009 - December 2013 · 4 yrs 6 mos
Citigroup Global Markets INC.Broker
March 1996 - June 2009 · 13 yrs 3 mos
State Registrations20 states
AZCACOCTDCFLGAILKSMAMDMNMTNCNJNYOHORPAVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Cooper - Financial Advisor | TrueAdvisor